The Impact of Financial Regulatory Policies on Corporate Governance Structures and Paths to Optimization

DOI

10.2991/978-94-6463-702-1_19How to use a DOI?

Keywords

Financial Regulatory Policies; Corporate Governance; Risk Management; Compliance

Abstract

This paper examines the profound impact of financial regulatory policies on the structure and effectiveness of corporate governance, highlighting the challenges and optimization paths that arise from such regulations. The introduction sets the stage by discussing the historical evolution and necessity of financial regulatory policies, emphasizing their role in ensuring market integrity and investor protection. The paper then delves into the intricacies of how these policies shape corporate governance, focusing on the critical areas of regulatory compliance and risk management. It underscores how compliance with financial regulations has become central to corporate governance, influencing the establishment of internal controls and the creation of specialized committees within boards to oversee these matters. The discussion on risk management and financial stability reveals how regulatory policies have prompted companies to adopt more sophisticated risk management frameworks, enhancing their resilience during economic downturns. The paper further addresses the challenges posed by regulatory policies, such as the need for companies to adapt to rapidly changing regulatory environments and the balance between stringent compliance and maintaining business efficiency. It argues that these challenges necessitate a proactive and resourceful approach to governance, where boards must demonstrate a deep understanding of the regulatory landscape and its implications for strategy and operations.

Copyright

© 2025 The Author(s)

Open Access

Open Access This chapter is licensed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (http://creativecommons.org/licenses/by-nc/4.0/), which permits any noncommercial use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicate if changes were made.

Download article (PDF)

TY  - CONF
AU  - Meiran Wan
PY  - 2025
DA  - 2025/05/05
TI  - The Impact of Financial Regulatory Policies on Corporate Governance Structures and Paths to Optimization
BT  - Proceedings of the 2025 10th International Conference on Financial Innovation and Economic Development (ICFIED 2025)
PB  - Atlantis Press
SP  - 181
EP  - 188
SN  - 2352-5428
UR  - https://doi.org/10.2991/978-94-6463-702-1_19
DO  - 10.2991/978-94-6463-702-1_19
ID  - Wan2025
ER  -