Proceedings of the 1st International Conference of Technology, Innovation, Design & Enterprise (ICTIDE 2025)

Enhancing Occupational Safety through Risk-Based Assessment: A Comparative Study of HAZOP and FMEA Methods in Metalworking SME

Authors
Indira Ruth Septarini1, *, Anita Christine Sembiring1, Paris Johannes Ginting1, Widya Fernanda Putri1, Indra Kelana Jaya2
1Department of Industrial Engineering, Faculty of Science and Engineering, Universitas Prima Indonesia, Medan, Indonesia
2Department of Computer Science, Universitas Methodist Indonesia, Medan, Indonesia
*Corresponding author. Email: indiraruthseptarini@unprimdn.ac.id
Corresponding Author
Indira Ruth Septarini
Available Online 5 March 2026.
DOI
10.2991/978-94-6463-998-8_10How to use a DOI?
Keywords
Occupational Safety; HAZOP; FMEA; Risk Assessment; Metalworking SMEs; Safety Management
Abstract

Occupational safety in small and medium-sized enterprises is often undermined by the absence of systematic hazard assessments. This study explores the integration of HAZOP and FMEA to improve risk identification and prioritization in a metalworking SME. A case study was conducted at UD Jaya Mandiri Lestari, a conventional lathe workshop in Medan, Indonesia. Data were collected through structured interviews, direct observation, and worker questionnaires. HAZOP was used to identify deviations in routine operations, while FMEA assigned risk priority numbers based on severity, occurrence, and detection. The combined approach revealed critical hazards such as unguarded rotating machinery, lack of personal protective equipment, and poor ventilation. The highest risk scores were associated with electrical faults and human error. Results show that using HAZOP and FMEA together offers a more effective framework for managing workplace risks than either method alone. This hybrid strategy is especially valuable for small enterprises with limited resources. The study highlights the importance of using both qualitative and quantitative tools to inform safety actions and reduce occupational risks.

Copyright
© 2026 The Author(s)
Open Access
Open Access This chapter is licensed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (http://creativecommons.org/licenses/by-nc/4.0/), which permits any noncommercial use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicate if changes were made.

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Volume Title
Proceedings of the 1st International Conference of Technology, Innovation, Design & Enterprise (ICTIDE 2025)
Series
Advances in Engineering Research
Publication Date
5 March 2026
ISBN
978-94-6463-998-8
ISSN
2352-5401
DOI
10.2991/978-94-6463-998-8_10How to use a DOI?
Copyright
© 2026 The Author(s)
Open Access
Open Access This chapter is licensed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (http://creativecommons.org/licenses/by-nc/4.0/), which permits any noncommercial use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicate if changes were made.

Cite this article

TY  - CONF
AU  - Indira Ruth Septarini
AU  - Anita Christine Sembiring
AU  - Paris Johannes Ginting
AU  - Widya Fernanda Putri
AU  - Indra Kelana Jaya
PY  - 2026
DA  - 2026/03/05
TI  - Enhancing Occupational Safety through Risk-Based Assessment: A Comparative Study of HAZOP and FMEA Methods in Metalworking SME
BT  - Proceedings of the 1st International Conference of Technology, Innovation, Design & Enterprise (ICTIDE 2025)
PB  - Atlantis Press
SP  - 66
EP  - 70
SN  - 2352-5401
UR  - https://doi.org/10.2991/978-94-6463-998-8_10
DO  - 10.2991/978-94-6463-998-8_10
ID  - Septarini2026
ER  -